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Utenlandske verdipapirforetak som har meldt grensekryssende virksomhet til norge etter mifid artikkel 31 (direktiv 2004/39/ef)

Reg. dato
Section A: Investment services and activities
Section B: Ancillary services
Aberdeen SVG Private Equity Advisers Limited ABN AMRO Asset Management (Netherlands) B.V.
ADM Investor Services International Limited African Alpha Investment Partners Limited Alfred Berg Kapitalforvaltning Fondsmæglerselskab AS Alpha Wealth Management Luxembourg S.A.
American Century Investment Management (UK) Limited Asset Management Advisory Services (AMASS) Limited Assured Guaranty Finance Overseas Ltd.
b.v. Interest & Currency Consultants I.C.C.
Baker Tilly Corporate Transactions Limited Balfour Beatty Infrastructure Partners LLP Bank of Ireland Corporate Finance Limited Barr Rosenberg European Management Limited Beaufort International Associates Limited Bentley-Leek Financial Management Limited BI Asset Management Fondsmæglerselskab A/S BI Asset Management Fondsmæglerselskab A/S Black River Asset Management (UK) Limited BlackRock Investment Management (UK) Limited Blackwell Global Investments /Cyprus) Ltd BNP Paribas Investment Partners UK Limited BNY Mellon Asset Management International Limited Bourne Independent Financial Advisers Limited Brandes Investment Partners (Europe) Limited Brandywine Global Investment Management (Europe) Limited Brian J Hyman (Life & Pensions) Limited Broadstone Pensions & Investments Ltd.
Brookfield Investment Management (UK) Limited Brooks Macdonald Asset Management Limited Brown Brothers Harriman Investor Services Ltd Brown Brothers Harriman Investor Services Ltd Caisson Investment Management Partners LLP Campbell Thompson (Insurance Services) Ltd Capital & Marketing International Limited Capital & Marketing International Limited Capital Strategies Partners, AV, S.A.
Carbon Communications International Limited Carnegie Asset Management Fondsmæglerselskap AS CB Richard Ellis Real Estate Finance B.V.
CBRE Global Collective Investors UK Limited CBRE Global Investors Luxembourg S.a.r.l.
CBRE Indirect Investment Services Limited CCF Charterhouse Corporate Finance Limited CCM International Capital Markets Limited Challenger Management Services (UK) Limited Charterhouse Specialist Advisory Service Limited China International Capital Corporation (UK) Limited Chinatrust International Securities Co Ltd Christchurch Investment Management Limited Christofferson Robb & Company (UK)LLP Collins Sarri Statham Investments Limited Collins Stewart Wealth Management Limited Cordea Savills investment Management Limited Crédit Agricole Cheuvreux Nordic Aktiebolag Crédit Agricole Financial Office International S.A.
Credit Lyonnais Rouse (France) S.N.C.
Credit Suisse Securities (Europe) Limited Cumberland Place Financial Management LLP Currencies Direct Financial Markets Limited Cushman & Wakefield Healey and Baker Finance Limited Cushman & Wakefield Investors (Finance) Ltd CVC Credit Partners Investment Management Limited Danske Porteføljeforvaltning Fondsmægleraktieselskab Deutsche Asset Management International GmbH Development Company for Israel (UK) Limited Dodge & Cox Worldwide Investments Ltd Donaldson Lufkin & Jenrette International Duet Alternative Investments (UK) Limited Dutch Options and Futures Institute B.V.
E J Glanville & Co (Investment Brokers) Limited Eaton Vance Management (International) Limited Edmond de Rothschild Asset Management (UK) Limited Edmond de Rothschild Private Merchan Banking LLP Edmond De Rothschild Securities (UK) Limited Endowment Advisers Capital Management Limited Endurance Global Weather Risk Advisors Limited Estlander & Rönnlund Capital Management oy EuroConsult International Mergers & Acquisitions Limited European Financial Planning Group Limited Evans Randall Investment Management Limited FCStone Commodity Services (Europe) Limited Fidelity Investments International Limited First State Investments International Limited First Union International Capital Markets Ltd Fischer Francis Trees & Watts UK Limited Fondsmæglerselskabet Sampension Alternative Asset Management Foreign & Colonial Emerging Markets Ltd Franklin Templeton Investment Management Limited Frogmore Real Estate Partners Fund Managers Ltd Fuji Investment Management Company (Europe) Limited Gee & Watson Investement and Pensions Ltd Gensec International Asset Management Limited Global Treasury Services (Management) Limited Goldenway Global Investments (UK) Limited Goldman Sachs Asset Management International Grant Thornton Employee Benefits Consultancy LLP GrowthPoint Technology Partners UK Limited Guggenheim Investment Advisors (Europe) Limited Hagströmer & Qviberg Fondkommission AB Hargreaves Lansdown Asset Management Limited Hereford Pension Investment and Motage Centre LLP Hexam Capital Partners Limited Liability Partnership Highland Capital Partners (UK) Management Ltd Hines Europe Real Estate Investments Limited Hughes Carne Independent Financial Advisers Ltd Hyde Park Investment International Limited IBJ Asset Mangement International Limited Independent Risk Management Solution Limited ING Baring Futures & Options (UK) Ltd ING Real Estate Select Global Holding B.V.
Insight Investment Management (Global) Limited Integral Development Asset Management - I.D.E.A.M Integral Development Corporation (Europe) Ltd Integrated Alternative Investments Limited Interactive Data Desktop Solutions (Europe) Ltd Interest & Currency Consultants B.V.
International Futures Corporation Limited Internationale Nederlanden (UK) Capital Ltd Investment Technology Group Europe Limited Investment Technology Group Europe Limited Investment Technology Group Limited (ITGL) Invista Real Estate Investment Management Limited IWC Investment Partners Fondsmæglerselskab A7S J. P. Morgan Asset Management (UK) Limited Jacobsgaard Investment Advisory ApS.
Jones Lang LaSalle Corporate Finance Limited Joseph R Lamb Independent Financial Advisers Limited t/a Josepth Julius Baer Investments Services S.á.r.l.
Jyske Global Asset Management Fondsmæglerselskap A/S Kerr Henderson (Financial Services) Limited Key Capital Partners, Agencia de Valores, S.A.
Kleinwort Benson Investors Dublin Limited Kohlberg Kravis Roberts & Co Partners LLP Korea Investment & Securities Europe Ltd Krogmann & Partners Fondsmæglerselskab A/S Lazard Capital Markets International Limited Leedham Independent Financial Advisers Limited Legal & General Investment Management Limited Lend Lease Real Estate Investments Limited Lingohr & Partner Asset Management GmbH Lombard Odier Asset Management (Europe) Limited Lombard Odier Darier Hentsch (UK) Limited Lombard Street Research Financial Services Limited Macquarie Infrastructure and Real Assets (Europe) Limited Manulife Asset Management (Europe) Limited Marlborough Investment Management Limited Martin Currie Investment Management Limited McGraw-Hill Financial Research Europe Limited Merill Lynch, Pierce, Fenner & Smith SAS Merrill Lynch, Pierce, Fenner & Smith (Broker & Dealers Ltd) Merrill Lynch, Pierce, Fenner & Smith Limited Mesirow Financial International UK Limited Mitsubishi UFJ Securities International Plc Mitsui & Co. Commodity Risk Management Limited Momentum Global Investment Management Limited Moneycorp Financial Risk Management Limited Moore Stephens Financial Services (East Midlands) Limited Morgan Grenfell International Funds Management Limited Morgan Stanley & Co International Plc Morgan Stanley Investment Management Limited Morgan Stanley Private Wealth Management Limited Morningstar Investment Management Europe Limited Nicholas Applegate Capital Management (UK) NMAS 1 Equities, Sociedad de Valores, S.A.U.
Nomura Alternative Investment Management (Europe) Ltd Nordic Alternative Investment Advisors AB Oasis Crescent Advisory Services (UK) Limited Old Mutual Asset Management International Ltd Ophorst Van Marwijk Kooy Vermogensbeheer N.V.
Pacific Alternative Asset Management Company Europe LLP Permal Investment Management Services Limited Peter Hoare & Company (Insurance) Brokers Ltd Philip T English International Financial Services Limited Phoenix Asset Management Partners Limited Power Capital Financial Trading (UK) limited PP Capital Asset Management Fondsmæglerselskab A/S Principal Capital Management (Europe) Limited PSFM (City Assurance Consultants) Limited Q Investment Management & Advisory Ltd Radcliffe & Compan7 (Life & Pensions) Limited Raiffeisen International Fund Advisory GmbH Ralston Bennet Financial Planning Limited Rasmussen & Büchler Fondsmæglerselskab A/S Raymond James Financial International Limited Raymond James Investment Services Limited Reliance Capital Asset Management (UK) PLC Renaissance Institutional Management (UK) Ltd Renaissance Investment Management (UK) Limited Salus Alpha Financial Services (Europe) Limited Santander Infrastructure Capital Management Limted Santander Investment Bolsa, Sociedad de Valores, S.A.
Save & Invest (Financial Planning) Ltd Schroder Investment Management Fondsmæglerselskab AS Schroder Property Investment Management Limited Scottish Widows Investment Partnership Limited Sequoia Investment Management Company Limited Shell International Trading and Shipping Company Limited Simmons & Company International Capital Markets Limited Simmons & Company International Limited Smith & Williamson Financial Services Limited Smith & Williamson Investment Services Limited Solidus Securities Cyprus C.I.F Ltd.
Standard Life Investments (Corporate Funds) Limited State Street Global Markets International Limited Ste de Bourse Cheuvreux de Virieu S.A.
Stone Harbor Investment Partners (UK) LLP Sumitomo Mitsui Trust International Limited Taler Asset Management (Gibraltar) Limited Teletrade-DJ International Consulting Ltd The Alliance Partnership Netherlands B.V.
The Blackstone Group International Partners The Cyprus Investment and Securities Corporation Ltd The Kessler Companies International Limited The Link Asset and Securities Company Limited Timberland Investment Resources Europe LLP Tokio Marine Asset Management (London) Limited Treasury Management Services International Limited Trilogy Global Advisors International LLP Tudor, Pickering, Holt & Co. International LLP Tullett & Tokyo (Futures & Traded Options) Ltd U.S.Bancorp Piper Jaffray Capital Markets Limited UBS Alternative And Quantitative Investment Limited UBS Securities Espana, Sociedad de Valores, S.A.
Velthuijse & Mulder Vermogensbeheer B.V.
Wells Fargo Securities International Limited Wilfred T. Fry (Personal Financial Planning) Limited Williams de Broe Private Investment Management Limited Willis Structured Financial Solutions Limited Winvestors Financial Adcisors Ges.m.b.H.
Yamaichi Capital Management (Europe) Limited

Source: http://www.finanstilsynet.no/Global/Verdipapiromradet/Verdipapirforetak/Tilsyn_overvaking/Krav_til_konsesjon/MiFID.pdf


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