HK J Paediatr (new series) 2000;5:125-131
Intrathecal Baclofen in Cerebral Palsied Children
with Severe Spasticity: A Pilot Study and Review
CH KO, PWT TSE, GMS WONG, JCZ LUI, M LEUNG, J MAN Abstract
Continuous intrathecal baclofen infusion (CIBI) is an effective treatment in patients with severe spinalspasticity. Its use in spastic cerebral palsy (CP) is less well established. In the present study, we aim toevaluate the efficacy and safety of intrathecal baclofen in children with cerebral spasticity. Four non-ambulatory children with severe mental retardation were recruited, including two patients with spasticCP and two mixed spastic and dyskinetic CP. Bolus intrathecal baclofen was instillated via an indwellingcatheter in the lumbar subarachnoid space, starting at a dose of 25 µg and increased by 25 µg increments24 hours apart, with a maximum dose of 100 µg. The muscle tone of the upper and lower extremitieswere recorded by the Ashworth score at 2-hour, 4-hour and 6-hour post-injection. The average Ashworthscore of the lower extremities decreased from 2.1 to 1.5. The muscle tone started to decrease within twohours after injection, and remained low throughout the six hour observation period (p<0.05). Threechildren had their muscle tone reduced to nearly normal (Ashworth scores 1.0 to 1.3). The averagemuscle tone in the upper extremities was not significantly affected. Apart from mild drowsiness andskin infection, no severe adverse events were encountered. Our preliminary data suggests that intrathecalbaclofen is effective in reducing the lower extremity hypertonicity in spastic CP children. Patients withsevere spasticity refractory to conventional therapy may benefit from CIBI via subcutaneously placedprogrammable pumps. Key words
Baclofen; Cerebral palsy; Intrathecal drug infusion; Spasticity
Developmental Disabilities Unit, Department of Paediatrics, Introduction Caritas Medical Centre, 111 Wing Hong Street, Shamshuipo, Hong Kong, China
Cerebral palsy (CP) is one of the major long-term
CH KO ( 高震雄)
complications in premature and asphyxiated babies.
Despite of advances in neonatal care in the past two
PWT TSE ( 謝韻婷)
decades, CP still affects 1.5 to 2.5 per 1000 live births in
Department of Orthopaedics and Traumatology, Alice Ho
the United States.1 Two-third of the CP patients have
Miu Ling Nethersole Hospital, Tai Po, Hong Kong, China
spasticity of variable severity, leading to significant
GMS WONG ( 黃文遜) FRCS(Edin), M.Ch.Orth(Liverpool),
morbidity including gait disturbances, contractures, joint
FHKCOS, FHKAM(Orth.), Chief of Service
dislocations and decubitus ulcers. The care of spasticity
Department of Anaesthesia, Caritas Medical Centre, Hong
poses major financial as well as psychosocial burden on
Kong, China
the family. Traditionally, physiotherapy and splintage play
JCZ LUI ( 雷操奭)
a major role to treat the hypertonicity and prevent
(Anaesthesiology), Chief of Service
contractures. In severe cases, soft tissue surgeries and
Department of Physiotherapy, Alice Ho Miu Ling Nethersole
osteotomies are often required. It is not uncommon for
Hospital, Tai Po, Hong Kong, China
children to undergo multiple operations to tackle the
M LEUNG ( 梁素媚)
orthopaedic problems. The response to oral anti-spasticityagents such as diazepam, baclofen and dantrolene are often
Department of Physiotherapy, Caritas Medical Centre, Hong
unsatisfactory. A high dose is often required to achieve
Kong, China
tone reduction, which is accompanied by intolerable side
J MAN ( 文偉麒)
effects on the central nervous system (CNS). Correspondence to: Dr CH KO
New treatment modalities, notably botulinum toxin and
selective dorsal rhizotomy (SDR), have revolutionized the
management of spasticity.2,3 SDR have been shown to
and safety of bolus intrathecal baclofen in a group of
reduce the lower limb spasticity and bring about long-
cerebral palsied children with severe spasticity. Patients
term functional improvement.4,5 Nonetheless, stringent
were admitted for a screening trial to determine if single
patient selection is required for an optimal outcome;
intrathecal baclofen doses reduced their spasticity. The
patients who utilize the spasticity to maintain upright
effective dose to bring about tone reduction was
postures against gravity are contraindicated to the
determined for each child. Patients who responded to the
trial dose might be suitable candidates for CIBI via
In 1984, Penn and Kroin6 described the use of
continuous intrathecal baclofen infusion (CIBI) to alleviatespasticity of spinal origin. Long-term studies revealed thatCIBI via an implanted pump was highly effective in
reducing the rigidity and muscle spasms in patients withspinal cord injury and multiple sclerosis.7,8 Subsequent
Patients
reports suggested that CIBI was also beneficial to
Four children, aged five years eight months to 12 years
supraspinal spasticity associated with cerebral palsy and
six months, were recruited into the study. All of them were
long-term residents in the Developmental Disabilities Unit
Baclofen acts as a gamma-aminobutyric acid (GABA)
of our hospital. All were severely mentally retarded, non-
analogue. The active component of baclofen is β-
ambulatory children with either spastic or mixed spastic
(aminomethyl)-p-chlorohydrocinnamic acid. It binds to
and dyskinetic CP of cerebral origin. They were barely
GABA-B receptors within the brainstem, dorsal horn of
able to attain sitting postures in CP chairs. There were
the spinal cord, and other CNS sites, resulting in inhibition
intermittent painful extensor spasms, and increasing
of calcium reflux into presynaptic terminals and thus
difficulty was encountered to manage their perineal
suppressing the release of excitatory neurotransmitters.13
hygiene. The demographic data was shown in Table 2.
Orally administered baclofen has low lipid solublity and
The initial evaluation included a thorough history and
penetrates the blood-brain barrier poorly, leading to a low
neurological examination. The previous medical treatment
concentration of drug at the site of action even after large
for spasticity was reviewed. The muscle tone in the upper
doses.14 Lumber intrathecal administration of baclofen
extremities (biceps and triceps) and lower extremities (hip
results in a ten-fold increase in cerebral spinal fluid (CSF)
adductors, quadriceps, hamstrings and gastrocnemius) was
drug level with one percent equivalent of the oral dose.15
assessed by the 5-point Ashworth scale (Table 1)18 by two
The lumber CSF level is four times of the level in the
cisterna magna.16 In the CSF, baclofen has a half-life
The inclusion criteria to the study included: (1)
of about five hours and a duration of action of 10 to 12hours, with very little drug returning to the systemic
Ashworth Degree of muscle tone
The delivery system consists of a subcutaneously
implanted pump with a reservoir. The pump is
programmed to deliver various rates of the drug via a
Slight increase in tone, giving a "catch" when
catheter in the lumbar subarachnoid space. Direct delivery
affected part is moved in flexion or extension
of the drug to its site of action increases its effectiveness.
More marked increase in tone, but affected part
It allows a reduction in dosage and minimizes the systemic
side effects, such as drowsiness, confusion and lethargy.
Considerable increase in tone, passive movement
By adjusting the infusion rate of the pump, the spasticity
can be titrated to avoid excessive weakness.
Affected part rigid in flexion or extension
In the present study, we aimed to evaluate the efficacy
Average lower extremity Ashworth score at different doses of intrathecal baclofen
Age (year) Baseline Side effects
CP: cerebral palsy; M: male; F: female; ND: not done
Intrathecal Baclofen in Cerebral Palsied Children
Moderate to severe spasticity of cerebral origin that
Joint Hospital Management Committee of Caritas Medical
interfered with postural control or function, or those who
suffered from painful spasms; and (2) children who didnot respond to maximal dose of oral antispasticity agentssuch as diazepam or baclofen and/or those who
experienced intolerable side effects from the medications. The exclusion criteria included: (1) Known hypersensitivity
Instead of presenting the Ashworth scores of individual
to baclofen; (2) cardiovascular or pulmonary insufficiencies;
muscle groups separately, we have calculated the mean
(3) severely impaired liver or renal function; and (4)
scores of the upper and lower extremities for each patient.
abnormal CSF flow such as hydrocephalus with shunt in-
The average Ashworth scores for the upper and lower
extremities after different doses of intrathecal baclofenwere listed in Tables 2 and 3. The average Ashworth scores
Protocol
at different time intervals after injection were listed in
Informed consent was obtained from the parents or
guardians. Oral anti-spasticity agents were tailed off beforethe trial. Spinal needle was inserted by one of the
Lower Extremities
investigators, a consultant anaesthetist, using aseptic
The baseline average Ashworth scores in the lower
technique at L3-L4 level. Intrathecal catheter was threaded
extremities ranged from 2.0 to 2.4, with a mean of 2.1.
with catheter tip at around T12 level.
The average Ashworth score decreased from a baseline of
The intrathecal baclofen used in the present study was
2.1 to 1.5 four hours after injection. Figure 1 shows the
"Lioresal Intrathecal", which was supplied in single-use
average lower extremity score from 2-hour to 6-hour post-
ampules with a concentration of 500 µg/ml. The trial dose
injection. The muscle tone was reduced within two hours
was given in an open-label manner. Bolus injection of
after the bolus injection of baclofen, and the effect persisted
intrathecal baclofen , starting at a dose of 25 µg (given in
throughout the 6-hour observation period (Friedman's test
two ml saline slowly over at least one minute) and
p<0.05). Figure 2 shows the average Ashworth score after
increased by 25 µg increments at least 24 hours apart,until an optimum dose was reached for tone reduction. The maximal bolus of baclofen was 100 µg, above which
Average upper extremity Ashworth score at different
there might be risk of respiratory complication. Children
who did not respond adequately to 100 µg baclofen would
Baseline
need very high daily dose for CIBI, which would be very
Two designated physiotherapists assessed the children
independently three times a day (at 2-hour, 4-hour and 6-
hour after the bolus injection) during the study period. Both were blinded to the dose of baclofen given. Muscletone of upper and lower extremities was measured byAshworth score. Reduction of one point or more was
Average lower extremity Ashworth score at different
time intervals after injection of baclofen
All the children were transferred to a high dependency
Baseline
area for close monitoring during the trial period. The
potential side effects from the drug (e.g. hypertension,
drowsiness, confusion) were monitored. The total duration
of indwelling catheter would not exceed seven days to
minimize the risk of infection. All intrathecal injectionswere given under aseptic conditions with bacterial filterin-situ.
Average upper extremity Ashworth score at different
time intervals after injection of baclofen
Statistical Analysis
Overall changes in the muscle tone over time within
Baseline
the group were analyzed by Friedman's test, which is the
non-parametric equivalent of a repeated measures analysis
of variance (ANOVA) with a single group. The study
protocol was approved by the Ethics Subcommittee of the
Time after Baclofen injection
Average Ashworth score at different time intervals after baclofen injection
Dosage of Baclofen administered
Average Ashworth score after different doses of baclofen injection
different doses of baclofen. The average muscle tone was
muscle tone of the upper extremities during the observation
reduced after bolus injections of 75 µg and 100 µg of
period (Figure 1). No definite reduction in the average
baclofen. Three patients had their muscle tone reduced to
Ashworth score was observed after different doses of
nearly normal, with average Ashworth scores from 1.0 to
Three children developed excessive drowsiness, two
after 75 µg and one after 50 µg of baclofen injection. All
Upper Extremities
of them recovered spontaneously without intervention.
The baseline average Ashworth scores in the upper
One patient developed mild skin infection at the site of
extremities ranged from 2.0 to 3.6, with a mean of 2.4
intrathecal catheterization, which resolved after catheter
(Table 3). There was no significant change in the average
Intrathecal Baclofen in Cerebral Palsied Children
Discussion
Nonetheless, only one patient demonstrated a clinicallysignificant reduction in the tone (i.e. a reduction of one
Spasticity is characterized by velocity-dependent
point or more in the Ashworth score). The other two
increase resistance to passive muscle movement. In CP
patients were only mildly hypertonic with baseline scores
associated spasticity, the imbalance between the
of 1.6 and 2, so it was difficult to demonstrate a clinically
descending inhibitory impulses and the afferent excitatory
significant response. They appeared to be more hypertonic
impulses from the extremities result in hypertonicity.9
on examinations prior to the study, yet it is not uncommon
Baclofen is a GABA agonist which acts presynaptically
for the tone in mixed spastic and dyskinetic children to
at the spinal level to inhibit the release of excitatory
vary from day to day. Concerning the patient who did not
neurotransmitters. Baclofen is approximately 30% protein
show a reduction in tone, she experienced excessive
bound after oral administration. It has low lipid solubility
drowsiness at 50 µg of baclofen, so we did not increase
and penetrates the blood brain barrier poorly.14 The
the dose further. It was not sure whether she might respond
response to oral baclofen is highly variable; large doses
may lead to lethargy, ataxia, confusion, decreased
The tone in the upper extremities was not significantly
concentration and respiratory depression. Whilst the CSF
reduced in the present study. Similar observations have
baclofen levels were less than 12 ng/ml after oral
been made in previous studies.9,19 As the tone in the upper
administration,15 patients who were receiving a constant
extremities was tested four hours after the bolus injection,
intrathecal baclofen infusion of 400 µg/day had CSF levels
there might not be enough time for the cephalic migration
of 380 ng/ml. The concomitant serum level were less than
of baclofen into the cervical spinal cord.9 Secondly,
5 ng/ml.16 The 4:1 ratio between lumbar and cervical
dystonia contributed significantly to the upper extremity
concentrations of baclofen also contribute to the relative
hypertonicity in the two patients with mixed CP. The effect
of bolus intrathecal baclofen is less predictable in
Penn7 demonstrated that intrathecal baclofen effectively
dystonia,10,20 and continuous infusion via an external
reduced spasticity and spasms of spinal origin in 97% of
micro-pump may occasionally be required to evaluate the
patients. Coffey et al8 revealed that CIBI was effective for
responsiveness to intrathecal baclofen.21
the long-term treatment of intractable spasticity in patients
Three patients experienced excessive drowsiness during
with spinal cord injury and multiple sclerosis. The use of
the screening period. Two of them became drowsy at a
intrathecal baclofen in spasticity of cerebral origin is less
dose of 75 µg. The sedation effect was mild and transient
well established. Albright et al9 demonstrated that bolus
and did not preclude further increase in the dose. Both of
intrathecal baclofen reduced the lower extremity muscle
them recovered spontaneously four to six hours after the
tone in 17 patients with congenital spastic CP. Tone in the
injection. The third child developed drowsiness after
upper extremities was not significantly affected. Meythaler
50 µg of baclofen. The dose was not increased further
et al19 showed that bolus intrathecal baclofen significantly
despite of inadequate clinical response. One patient
reduced the Ashworth score, spasm score and reflex score
developed fever and skin infection at the site of
in the lower and upper extremities in 11 patients with
catheterization. CSF culture was sterile and she recovered
acquired brain injury. Long-term follow-up study in 37
after removal of the catheter and conservative treatment.
patients with cerebral spasticity treated by CIBI showed
Bolus intrathecal baclofen might result in sedation,
that muscle tone was significantly reduced in the upper
bradycardia and hypotension.12 In addition to these side
and lower extremities. Upper extremity function and
effects, CIBI might also be complicated by respiratory
activities of daily living were also significantly
depression, apnea, blurred vision, slurred speech,
improved.10 Becker et al11 reported 18 adult patients with
confusion, dysmetria, seizures and meningitis. Most would
supraspinal spasticity treated with CIBI for 13 to 54
resolve after dose reduction.7,12 Whilst respiratory
months. Both the mean Ashworth score and the mean
depression from overdose could be reversed by
spasm frequency score were significantly reduced, with
physostigmine,22 assisted ventilation might be required in
improved pain control, nursing care and mobilization.
severe cases.23 No mortality related to CIBI have been
Armstrong et al12 followed up 12 children with cerebral
spasticity treated with CIBI for one to five years. All of
There were some biases in this pilot study. The sample
them showed reduction in Ashworth scores, while most
size was small and the study was open-label. Nonetheless,
caretakers reported improvement in muscle tone,
the purpose of the screening trial was to ascertain the
behaviour, sitting and general ease of care.
effective screening dose for tone reduction, which could
In the present study, there was a reduction in the average
be achieved by blinding the assessors to the dose of
muscle tone of the lower extremities. Among the four
baclofen given. The Ashworth score is a relatively
patients with either spastic or mixed spastic and dyskinetic
subjective scale for measuring spasticity, despite of the
CP, the tone was reduced to nearly normal in three.
fact that it was widely used in previous studies.7-9 A more
objective measurement of spasticity is required for future
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