Patient rated versus clinician rated side effects of drug treatment in schizophrenia - clinical validation of a self-rating version of the UKU Side Effect Rating (UKU-SERS-Pat) UKU-SERS-Pat Eva Lindström Tommy Lewander Ulrik Fredrik Malt Henrik Lublin Ulf Göran Ahlfors
C:\My Documents\UKU\Manus\SERS-Pat_MS+Appendix_2001-02-09
Abstract
Lindström E, Lewander T, Malm U, Malt UF, Lublin H, Ahlfors UG. Patient rated
versus clinician rated side effects of drug treatment in schizophrenia - clinical
validation of a self rating version of the UKU Side Effect Rating Scale (UKU-SERS-
Pat). Nord J Psychiatry 2001;xx:xxx-xxx.
A self-rating version of the UKU Side Effect Rating Scale has been developed.
The present study examines the agreement between patients' self-assessment of side
effects and the attending clinicians' ratings. The patient sample consisted of 63
patients with schizophrenia under maintenance treatment with risperidone, clozapine
or classical antipsychotics. Approximately two thirds of the patients used concomitant
medication with e.g. benzodiazepines, SSRIs, anticholinergics. Most inter-
correlation's between scores for single, corresponding items, subscores of Psychic,
Neurological, Autonomic and Other side effects, as well as the Total Score from the
patient version of the UKU Side Effect Self Rating Scale (UKU-SERS-Pat) and the
clinician version (UKU-SERS-Clin) were found to be statistically significant. Patients
reported side effects more frequently and/or rated symptoms more severe than the
clinicians. The results support the validity of the SERS-Pat and suggest that patient
rated side effects may provide important clinical information not detected by clinician
rated interviews. Such information can be utilised both in clinical investigations, in
development of treatment programs and for individual patients in clinical practice.
Side effects, Rating scale, Self rating scale, Schizophrenia, Antipsychotics
Lindström Eva, MD, PhD, associate professor, Department of Neuroscience,
Psychiatry, University Hospital, SE-750 85 Uppsala, Sweden
Lewander Tommy, MD, PhD, associate professor, Department of Neuroscience,
Psychiatry, Ulleråker, SE-750 17 Uppsala, Sweden
Malm Ulf, MD, PhD, associate professor, Institute of Clinical Neuroscience,
Department of Psychiatry, Sahlgrenska University Hospital, SE-413 45 Gothenburg,
Malt Ulrik F., MD, PhD, professor, Rikshospitalet, Department of Psychosomatic and
Behavioural Medicine, NO-0027 Oslo, Norway
Lublin Henrik, MD, DMSc, associate professor, Rigshospitalet, Psychiatric
Department, Copenhagen University Hospital, Blegdamsvej 9, DK-2100 Copenhagen,
Ahlfors Ulf Göran, MD, PhD, professor, Dragonvägen 7.B.15, FIN-00330 Helsinki,
Introduction
Side effects of drugs may impair patients' acceptance of drug treatment and
compliance. In the treatment of psychotic disorders, this represents a major problem,
since poor compliance reduces the effectiveness and the prognosis of serious disorders
like schizophrenia (1, 2). Thus, reliable and valid assessment methods to identify side
effects are needed. Different rating scales have been constructed for the measurement
of side effects, some of them comprehensive and others more specific. Comprehensive
scales are recommended in the evaluation of side effects in the early stage of drug
testing. Among the observer rating scales of the comprehensive type, the UKU Side
Effect Rating Scale constructed by the UKU (Udvalg for Kliniske Undersøgelser,
Scandinavian Society for Psychopharmacology, (3)) is often used. Assessment of
operationally defined severity scores of individual symptoms is accomplished by
using a structured interview during which the scale is completed item by item. The
interview is supplemented by clinical observations. Most of the symptoms are
assessed from the patients' condition during the last three days. Changes in body
weight, however, need a longer observation period.
Clinician rated side effect scales are time-consuming, however. For this reason, such
scales are not frequently used in daily clinical practice. By not using systematic
assessments, however, the clinicians may overlook important side effects, which
threaten compliance and impair the patient's quality of life. In addition, patients may
perceive side effects differently than the clinician.
In this paper we present a patient self-rating version (UKU-SERS-Pat), of the UKU
Side Effect Rating Scale (UKU-SERS-Clin). In the UKU-SERS-Pat version,
descriptions of the symptoms under each item, and the operationally defined severity
steps in the UKU-SERS-Clin were transformed into easily understandable questions
of frequency or discomfort (see Appendix). The aim of the present study was also to
validate the UKU-SERS-Pat by comparing the prevalence and severity of self-
reported side effects with the corresponding ratings by experienced clinicians
according to the UKU-SERS-Clin in patients with schizophrenia under maintenance
treatment with optimal doses of antipsychotics, with or without concomitant
medication (see Methods). We also wanted to identify side effects that might be
perceived differently by patients and clinicians.
Material and Methods Patient material
A total of 63 chronic schizophrenic patients, 40 males and 23 females, diagnosed
according to the DSM-III-R (4) took part in the study (Table 1). All subtypes of
schizophrenia were represented. The mean age was 37,3 (SD = 10.1) years (median =
34 years, range = 21-75 years) and the mean age at first admission was 25,5 (SD =
6.8) years (median = 24 years, range = 16-48 years). Nineteen of the patients were
treated with risperidone only, and 44 of the patients with other antipsychotics
(clozapine or classical neuroleptics) and one or more concomitant medication
(anticholinergics, benzodiazepines, lithium, antidepressants). Most patients were
symptomatic to various degrees with an average score of 65 (SD = 20) points (median
= 66, range = 31-125) according to the Positive and Negative Syndrome Scale for
Design of the study
The present study was performed as a naturalistic, national, multicenter, point-
prevalence study. It was part of a larger investigation of the efficacy and safety of
long-term treatment with risperidone. The participating patients were all treated with
antipsychotics in the maintenance phase and had been on treatment for at least one
year when the side effects were rated by the UKU-SERS-Clin and the UKU-SERS-Pat
In the morning of the day of examination, the UKU-SERS-Pat was administered to
participating patients. When the self-rating scale had been completed, an experienced
clinician, accustomed to the use of UKU-SERS-Clin made the observers' ratings of
side effects. The symptomatology of the disease was assessed in the same session by
Rating scales The UKU Side Effect Rating Scale - UKU-SERS-Clin
The UKU-SERS-Clin (3) is a comprehensive side effect rating scale with well-defined
items and scale steps, developed to be used in clinical drug trials and in routine
clinical practice. It comprises ratings (0-4) of 48 single items, a global assessment of
the influence of the reported side effects on daily performance, and a statement of the
effects of the adverse events on continuation of the medication. The items are
clustered into four sub-groups: Psychic, Neurological, Autonomic and Other side
The UKU Side Effect Self Rating Scale - UKU-SERS-Pat
The final version of the UKU Side Effect Self-Rating Scale (UKU-SERS-Pat)
comprises 48 symptoms considered suitable for self-rating (see Appendix). Similarly
to the SERS-Clin the items are clustered into four subgroups: Psychic, Neurological,
Autonomic and Other side effects. In the SERS-Pat Other side effects are separated
into three smaller groups, those occurring in both sexes and those occurring in
females only or in males only. Two items in the original UKU-SERS, namely
Menorrhagia and Ejaculatory Dysfunction, have been split into two separate items in
order to make it easier for a patient to respond adequately. Thus, Menorrhagia and
Metrorrhagia have been separated (4.7a and 4.7 b), and Ejaculatory Dysfunction and
Premature Ejaculation have been separated (4.14a and 4.14b). The items Physical
Dependence and Psychic Dependence in UKU-SERS-Clin were not considered
suitable for self-rating, and were, therefore, omitted in UKU-SERS-Pat.
In the present study we evaluated a preliminary version of the UKU-SERS-Pat
comprising 41 items (see Table 2 and 4). Items not covered in the present study were:
Photosensitivity, Increased Pigmentation, Weight Gain, Weight Loss, and Headache.
Also, the symptoms under the items Menorrhagia and Ejaculatory Dysfunction (see
above) had not been separated. In addition to the ratings of individual items, the
scores were added up as Subscores for each of the four subgroups (Psychic,
Neurological, Autonomic and Other side effects) occurring in both sexes. A sum of
the ratings of all items was also calculated in order to measure the Total Score.
The study was approved by local Ethics Committees. Informed consent to take part in
the present study was given by each patient (verbally and in writing).
Statistics
Differences between the clinicians' and patients' ratings were tested for statistical
significance using Spearman's intercorrelation coefficient, Rho. Differences between
means were calculated using the Wilcoxon Signed Rank Test.
Differences in point prevalence and severity between UKU-SERS-Pat and UKU-SERS-Clin
Overall, side effects were more frequently reported according to the UKU-SERS-Pat
than for the UKU-SERS-Clin (Table 2). This was also noted for sexual dysfunctions
in both males and females (Table 4). Exceptions from this pattern were Concentration
Difficulties, Emotional Indifference, Hypokinesia/Akinesia, Tremor, Disturbance of
Micturition and Orgasmic Dysfunction (Tables 2 and 4).
Differences between mean scores, which might be caused either by differences in
prevalence or severity, with respect to the patients' self ratings and the clinicians'
ratings of side effects are shown in Table 2.
There was a significant difference for five items under Psychic Side Effects:
Sleepiness/Sedation, Depression, Increased Duration of Sleep, Reduced Duration of
Sleep and Increased Dream Activity, showing that patients scored the presence of side
effects more frequently or more severe than the clinicians.
Regarding Neurological Side Effects patients rated Dystonia, Rigidity, Akathisia, and
Epileptic Seizures, and the Subscore of Neurological Side Effects higher than the
For Autonomic Side Effects, patients rated most items statistically significantly higher
than the clinicians. The same was true for the Subscore of Autonomic Side Effects.
Regarding Other Side Effects, that may occur in both sexes, the patients rated three
out of four items, Rash, Pruritus and Reduced Sexual Desire, and the Subscore
statistically significantly more severe than the clinicians.
With respect to the Total Score there was a marked and statistically significant
(p<0.01) difference between the patients' and the clinicians' ratings.
Intercorrelations between severity scores in patient rated (UKU-SERS-Pat) and clinician rated (UKU-SERS-Clin) side effects
Intercorrelation coefficients for all Items, Subscores and the Total Score are shown in
Intercorrelations between single items listed under Psychic Side Effects were
statistically significant at the level p<0.01 for all items except one (Reduced Duration
With respect to Neurological Side Effects only two, Hypokinesia/Akinesia and
Tremor, showed a statistically significant correlation between the patient's and the
All single items listed under Autonomic Side Effects showed a statistically significant
correlation between the patients' self-ratings and the clinician's ratings.
Four items listed under Other Side Effects (Rash, Pruritus, Increased Sexual Desire,
and Reduced Sexual Desire) may occur in both sexes. All but one, Increased Sexual
Desire, showed a statistically significant (p<0.01) correlation between raters.
The Subscores for Psychic, Autonomic and Other Side Effects showed significant
correlations (p<0.01) between the patients' self ratings and the clinicians' ratings. For
Neurological side effects, however, the patients´ and clinicians´ ratings did not
The Total Score, i.e. the summed rating scores for all individual items occurring in
both sexes, showed a significant correlation between patients´ and clinicians´ ratings
The ratings of sexual side effects occurring in males or females only are shown in
For males, the intercorrelation was statistically significant only for Ejaculatory
For females three symptoms, Galactorrhoea, Gynaecomastia and Orgasmic
Dysfunction, showed a statistically significant correlation (p<0.01).
Discussion
The UKU Side Effect Rating Scale has been extensively validated in patients with
psychosis during treatment with antipsychotic drugs (3). In the present study,
therefore, patients with schizophrenia under maintenance treatment were asked to
participate in testing a self-rating version of the scale as a first effort of its clinical
validation. The patients were of varying ages, of both sexes and covered a wide range
of severity scores on the PANSS. Most patients had a chronic course of illness, and
had a long history of treatment with antipsychotic drugs. All patients were on
antipsychotic drugs with or without concomitant medication.
The overall finding of the present study is a varying but statistically significant
correlation between patient and clinician rated side effects. The intercorrelations
between corresponding items on the UKU-SERS-Clin and the UKU-SERS-Pat,
subscores, and the Total Score, were statistically significant in most cases. The
highest correlations were found for items belonging to the sub-groups Psychic and
Autonomic Side Effects, and the lowest in the subgroup of Neurological Side Effects.
This finding supports the criterion validity of the UKU-SERS-Pat.
There were striking disagreements between clinicians and patients' regarding the
presence of Neurological Side Effects except for Hypokinesia/Akinesia and Tremor. It
may be that patients interpret the descriptions of these symptoms differently than
clinicians, or, that the subjective experiences of the symptoms are not incorporated in
the clinicians ratings. The low correlation between Neurological Side Effect items
may also be explained by the fact that the interviews were performed by many
different clinicians, which were also taking their clinical observations into account.
This discrepancy needs to be explored in future studies.
Patients reported the side effects more frequently and more severe than the clinicians.
This may indicate that clinicians assess symptoms less distressing than patients, or
that clinicians and patients interpret symptoms differently. For example, Psychic Side
Effects may be rated as psychiatric symptoms by clinicians, whereas patients may rate
Previous self-rating scales of side effects of drugs are few and have mainly been
applied in studies of schizophrenia. In order to investigate reasons for non-compliance
to antipsychotics, various inventories of drug induced subjective experiences have
been developed (6, 7). More recently, a self-rating scale has been developed to
measure subjective well being, including emotional and cognitive symptoms, under
Day et al (9) have developed a self-rating scale of side effects of drugs based on a
modification of the UKU Side Effect Rating Scale (LUNSERS) and reported on its
application in patients with schizophrenia. Correlations for individual items between
LUNSERS and the UKU (SERS-Clin) ranged from 0.11 to 0.88, and the correlation
between total side effects scores on the two rating-scales was 0.83. The present UKU-
SERS-Pat was designed to directly correspond to the UKU Side Effect Rating Scale
(UKU-SERS-Clin). UKU-SERS-Pat differs from the LUNSERS in the wording of the
symptoms and severity scores and no additional unspecific distracter items were
introduced. Similarly to the LUNSERS, correlation coefficients for individual items
between the UKU-SERS-Pat and the UKU-SERS-Clin ranged from 0.07-0.80. The
Total Score, however, correlated less well (r=0.46) as compared with LUNSERS
(r=0.83). An explanation for this apparent discrepancy may be that two raters at one
site rated the patients in the study by Day et al. (9), whereas several clinicians at many
different sites performed the ratings. This fact might limit the interrater reliability in
the present study, which was intended to be naturalistic and, thus, better reflect the
conditions in ordinary clinical practice.
The present study, as well as the study by Day et al (9), shows, that self rating scales
of side effects of drugs are possible to use in patients with schizophrenia including
those with high severity ratings of psychotic symptoms. In addition, the present study
shows that the UKU-SERS-Pat can be used successfully in a multicenter study with
several clinicians involved in the UKU-SERS-Clin ratings.
It was observed in the present study, that patients with schizophrenia on antipsychotic
medication rated most side effects more often and more severe than clinicians. Further
studies of validation of the UKU-SERS-Pat should include patients with other
psychiatric diagnoses under treatment with various psychotropic agents, patients
under treatment with medications for somatic disorders, as well as unmedicated
controls (patients or healthy volunteers).
In conclusion, the present self-rating version of the UKU Side Effect Rating Scale
(UKU-SERS-Pat) shows satisfactory correlations with the UKU Side Effect Rating
Scale (UKU-SERS-Clin) indicating that it may be a useful both as a stand-alone and
as a complementary measure in clinical investigations, including effectiveness studies,
analysis of the process of treatment, as well as in clinical practice. The information
obtained from UKU-SERS-Pat permits monitoring of antipsychotic medication
regarding drug dosing and compliance based on empirical data. Thus, the treatment
with psychopharmacological medication may become a joint educational experience
for clinicians and patients in optimising drug treatment in psychiatric disorders.
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Acknowledgements
The present study was part of a larger investigation of the efficacy and safety of long-
term treatment with risperidone and performed as a point-prevalence, multi-center
study. We would like to thank the following colleagues for valuable cooperation: L
Smith, K Lindholm, B Andree, M Bela, B-O Bengtsson, I Bergström, G Björling, J Eberhard, A
Edsbagge, E Eftring, G Ek, L Ekselius, H Eriksson, L Eriksson, L Flyckt, L Helldin, B Johansson, M
Johansson, H Jonsson, T Liljekvist, C Nilsson, A Oredsson, R Persson, P Persson, S Persson, B
Rembeck, C Rolleri, M Rosell, I Sjödin, M Sundvall, P Thorslund, S Torefält and T Wallsten.
The study on long-term efficacy and safety of risperidone was sponsored by Jansen-
Cilag, Sweden. Dr. Gail R. Adam is gratefully acknowledged for assistance in the
translation of the UKU SERS-Pat into English and Dr. Halldór Kolbeinsson for the
translation into Icelandic. We also want to thank Torbjörn Schröder for statistical
Table 1 Demographic data of the present patient material. mean (SD) Antipsychotics Concomitant medication
Lithium Anticholinergics Schizophrenia,
* Selective Serotonin Reuptake Inhibitors
Differences in prevalence and mean severity scores between severity scores between patient rated (UKU-SERS-Pat) and clinician rated (UKU-SERS-Clin) side effects of drug treatment in patients (n=63) with schizophrenia.
Difference Wilcoxon SERS-Pat SERS-Clin in severity prevalence prevalence rank test Mean (SD) Psychic Side Effects (1:1-1:10) 1.69 (4.85) Neurological Side Effects (2:1-
Increased Sweating (3:11) Autonomic Side Effects (3:1- Other Side Effects (4:1-4:4) 1.38 (1.52) TOTAL SCORE 6.03 (9.33)* 0.001
* UKU-SERS-Pat: mean (SD) 16.1 (11.3); UKU-SERS-Clin: mean (SD) 10.0 (8.0); p<0.05
Table 3 Intercorrelations between severity scores in patient rated (UKU-SERS-Pat) and Clinician rated (UKU-SERS-Clin) side effects of drug treatment in patients (n=63) Spearman´ Psychic Side Effects (1:1-1:10) <0.01 Neurological Side Effects (2:1-2:8) Autonomic Side Effects (3:1-3:11) <0.01 Other Side Effects (4:1-4:4) <0.01 TOTAL SCORE <0.01 Table 4 Differences in prevalence and intercorrrelations between patient rated (UKU-SERS- Pat) and clinician rated (UKU-SERS-Clin) sexual side effects of drug treatment in male (n=40) and female (n=23) patients wit schizophrenia. SERS-Pat SERS-Clin prevalence prevalence
/UKU-SERS-Pat in 6 languages - see separate file/
SAFETY We make this Chapter 1 because it’s Job 1 . Please keep the following points in mind: • Safety is a group effort: We recommend that you don’t go out alone (depending on circumstances) and make sure somebody knows where you’re going and when you expect to be back. Emphasize safety with your entire group, and watch out for each other. • Precautionary principle: If