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Enablement and Disclosure: 3. Disclosure What is “clear and complete enough”?
3.1 The question of whether or not a document
1. Introduction
discloses matter which reads on to the claims
of a patent is determined with reference to the
1.1 This publication examines the statutory
person skilled in the art. A discussion of the
basis of the above terms and looks at their
construction of this legal individual is outside
meanings and the way UK courts are likely to
the scope of this article, but it can be assumed
that they are skilled (but not expert) in the field
2. Statutory basis
2.1 Section 14 (3) of the UK Patents Act
constructed, the document must be read and
requires that the specification of an application
disclose the invention in a manner which is
clear and complete enough for the invention to
be performed by a person skilled in the art.
“the skilled person is taken to be trying
Failure to comply means that the comptroller
to understand what the author of the
may refuse to grant a patent during substantive
2.2 Section 72 (1)(c) of the Act permits the
court or the comptroller to revoke a granted
patent if it does not disclose the invention in a
3.3 The result of this exercise will be a
manner which is clear and complete enough for
document where all contentious or potentially
it to be performed by a person skilled in the art.
allocated the meaning which the skilled person
2.3 This dual requirement of disclosure of the
would give them. It is this document thus
invention and disclosure of how to perform it is
defined which constitutes the disclosure, and
often termed a requirement for an “enabling
whether the claims read on to this disclosure is
“a description [must] contain sufficient “once the meanings of the document material to enable the specification to have been determined, the disclosure constitute the enabling disclosure is either of an invention which, if which Section 14 (3) requires.”1 performed, would [fall within the
2.4 The two concepts of ‘enablement’ and
‘disclosure’ are linked in that “a disclosure must
3.4 It is important to note that the same
enable the invention to be performed to the full
procedure is followed whether assessing a
document in respect of sufficiency or novelty:
once the skilled person has been constructed
2.5 Disclosure of the invention and disclosure
and all contentious terms have been construed,
of how to perform it are, however, two separate
requirements, both of which are determined
describes an invention which falls within the
3 SmithKline Beecham Plc's (Paroxetine
1 Biogen Inc v Medeva plc [1997] R.P.C. 1, at page
Methanesulfonate) Patent [2006] R.P.C. 10, at
2 Kirin-Amgen Inc v. Hoechst Marion Roussel Ltd
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3.5 It is worth emphasising that, for the purpose
4.2 The question of enablement is determined
of disclosure, the part played by the skilled
by considering whether the person skilled in the
person is solely in making the specification
art would be able to follow the teachings of the
comprehensible. This is done without seeking
specification and thereby make the invention.
to modify the specification in any way. The
4.3 In contrast with the question of disclosure,
“an invention which, if performed,
the skilled person at this point has recourse to
would necessarily [fall within the claims of] the patent. It is not enough to say
mentioned in Paragraph 3.7 above) and is
that, given the prior art, the person
willing to modify the teachings in obvious ways
skilled in the art would, without undue burden, be able to come up with an invention which would [fall within the “he is not to be expected to exercise research, inquiry or experiment. He must, however, be prepared to display
respect of inventiveness may due account be
taken of any modifications which could easily
be made to the disclosure and so arrive at the
making trials and to correct obvious errors in the specification if a means of correcting them can readily be found.”7
inventiveness, may a disclosure be found
4.4 Whether or not a person skilled in the art
will be able to perform the invention disclosed
cases, however, further documentation may be
by a specification will depend on the evidence
produced if clarification of a particular word or
available and is always a question of fact.8
phrase in the document is required, or if it is
necessary in order to show what constitutes
5. Conclusion
part of the skilled person’s common general
5.1 Disclosure requires that a person skilled in
4. Enablement
specification, understand it to describe matter
which (without any modification on the part of
4.1Even if a patent specification is found to
the addressee) falls within the claim(s) of the
disclose the invention, it must still meet the
second requirement of Section 14 (3) of the UK
Patents Act: it must permit the invention to be
5.2 Enablement requires that a person skilled in
the relevant art can follow the teachings of the
description (with only those alterations which
“It is very possible to make a good
suggest themselves in light of common general
invention but to lose one's patent for
knowledge, as discussed in Paragraph 4.3
failure to make an enabling disclosure.
above) and so produce the disclosed invention.
The requirement to include an enabling disclosure is concerned with teaching
5.3 If both of these requirements are met, the
the public how the invention works, not
document will be held to be sufficient (if it is a
with devising the invention in the first
patent specification) or it will be held to
7 Valensi v British Radio Corp [1973] R.P.C.
8 SmithKline Beecham Plc's (Paroxetine
6 University of Southampton's ApplicationsMethanesulfonate) Patent [2006] R.P.C. 10, at
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For further information please contact: Thomas Zvesper HLBBshaw 10th Floor 1 Hagley Road Birmingham B16 8TG United Kingdom Tel : +44(0)121 454 4962 Fax : +44(0)121454 4523 E-mail : [email protected] URL : www.hlbbshaw.com Peer reviewed by Alex Turnbull The information provided in this document is, of course, of a general nature and should not be considered as legal advice; if you have any specific questions, please contact us as set out above. HLBBshaw Ltd July 2007
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